Thursday, March 22, 2012

Securities Firm Penalties Assessed for Trading Abuse in the U.S

Firm                                                    Penalties($ millions)

Citygroup                                             $400
Credit Suisse First Boston                     200
Merrill Lynch                                         200
Morgan Stanley                                      125
Goldman Sachs                                       110
Bear Sterns                                              80
J.P Morgan Chase                                   80
Leman Brothers                                      80
UBS Warburg                                         80
Piper Jaffray                                           32

Source:Aurthor's research in 2004 ,Extract from Book Financial Institution Managment page 109.
Do you like this post?


Post a Comment

Related Posts with Thumbnails